0001013762-13-000235.txt : 20130213 0001013762-13-000235.hdr.sgml : 20130213 20130213145442 ACCESSION NUMBER: 0001013762-13-000235 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 GROUP MEMBERS: BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSI GROUP MEMBERS: CAISSE DE DEPOT ET PLACEMENT DU QUEBEC GROUP MEMBERS: D. JEFF VAN STEENBERGEN GROUP MEMBERS: KERN COBALT CO-INVEST V LP GROUP MEMBERS: KERN COBALT GROUP MANAGEMENT LTD. GROUP MEMBERS: KERN COBALT GROUP V LLC GROUP MEMBERS: KERN ENERGY PARTNERS GP III LP GROUP MEMBERS: KERN ENERGY PARTNERS I LP GROUP MEMBERS: KERN ENERGY PARTNERS I U.S. LP GROUP MEMBERS: KERN ENERGY PARTNERS II LP GROUP MEMBERS: KERN ENERGY PARTNERS II U.S. LP GROUP MEMBERS: KERN ENERGY PARTNERS III LP GROUP MEMBERS: KERN ENERGY PARTNERS III U.S. LP GROUP MEMBERS: KERN ENERGY PARTNERS MANAGEMENT II LTD. GROUP MEMBERS: KERN ENERGY PARTNERS MANAGEMENT III LTD. GROUP MEMBERS: KERN ENERGY PARTNERS MANAGEMENT LTD GROUP MEMBERS: KERN PARTNERS LTD GROUP MEMBERS: PENTTI KARKKAINEN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cobalt International Energy, Inc. CENTRAL INDEX KEY: 0001471261 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 270821169 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85265 FILM NUMBER: 13602258 BUSINESS ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 579-9100 MAIL ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KERN Cobalt Co-Invest Partners AP LP CENTRAL INDEX KEY: 0001478434 IRS NUMBER: 421769710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 DOLL BLOCK, 116 - 8TH AVENUE S.E. CITY: CALGARY STATE: A0 ZIP: T2G 0K6 BUSINESS PHONE: (403) 517-1500 MAIL ADDRESS: STREET 1: 200 DOLL BLOCK, 116 - 8TH AVENUE S.E. CITY: CALGARY STATE: A0 ZIP: T2G 0K6 SC 13G/A 1 formsc13ga.htm COBALT INTERNATIONAL ENERGY, INC. FORM SC 13G/A formsc13ga.htm

UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549

 SCHEDULE 13G
(Amendment No. 2)

 Under the Securities Exchange Act of 1934

COBALT INTERNATIONAL ENERGY, INC.
(Name of Issuer)


COMMON STOCK, $0.01 PAR VALUE PER SHARE
(Title of Class of Securities)


19075F 106
(CUSIP Number)


DECEMBER 31, 2012
(Date of event which requires filing of this statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ  Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 
 

 



 
 
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
2
 
of 
 
28


1
 NAMES OF REPORTING PERSONS
 
  KERN Cobalt Co-Invest Partners AP LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Delaware


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                               
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                     


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN
 

 
 

 
 

 



 
 
                     
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
3
 
of 
 
28


1
 NAMES OF REPORTING PERSONS
 
  KERN Cobalt Group Management Ltd.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  CO

 
 
 
 

 
 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
4
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners I LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN
 
 
 
 
 

 
 

 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
5
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners II LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN
 
 
 
 
 

 
 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
6
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners III LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN


 
 

 
 

 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
7
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Cobalt Co-Invest V LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Delaware


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN



 
 

 
 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
8
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners I U.S. LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN


 
 

 
 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
9
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners II U.S. LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN


 
 
 

 
 

 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
10
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners III U.S. LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN


 
 
 

 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
11
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Cobalt Group V LLC
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Delaware


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  OO



 
 

 
 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
12
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners GP III LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  PN
 

 
 
 

 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
13
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners Management Ltd.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  CO



 
 

 
 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
14
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners Management II Ltd.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  CO


 
 

 


                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
15
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Energy Partners Management III Ltd.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  CO


 
 
 

 


                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
16
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  KERN Partners Ltd.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Alberta, Canada


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
 -0- 
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  CO


 
 

 

 
                       
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
17
 
of 
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  The Board of Trustees of the Leland Stanford Junior University
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  California


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  OO



 
 

 

 
                     
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
18
 
of 
 
28
     
1
 NAMES OF REPORTING PERSONS
 
  Caisse de depot et placement du Quebec
 
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
 
3
 
 SEC USE ONLY
 
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Quebec, Canada
 


             
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  87,940
     
6
 SHARED VOTING POWER
 
  26,939,795
                   
7
 SOLE DISPOSITIVE POWER
 
 87,940
                                 
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                                       


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
TYPE OF REPORTING PERSON
 
  OO



 
 

 

 
                         
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
19
 
of
 
28
   
   
1
 NAMES OF REPORTING PERSONS
 
  Pentti Karkkainen
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Canada


           
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
           
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                   
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                   


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
 TYPE OF REPORTING PERSON
 
  IN


 
 

 
 

 
 
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
20
 
of
 
28
 
   
1
 NAMES OF REPORTING PERSONS
 
  D. Jeff van Steenbergen
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  o
 (b)  þ
3
 
 SEC USE ONLY
4
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Canada


           
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
 SOLE VOTING POWER
 
  -0-
     
6
 SHARED VOTING POWER
 
  26,939,795
           
7
 SOLE DISPOSITIVE POWER
 
  -0- 
                   
8
 SHARED DISPOSITIVE POWER
 
  26,939,795
                   


   
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  27,027,735
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
  
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  6.58%
12
 TYPE OF REPORTING PERSON
 
  IN


 
 

 
 
 
CUSIP No.
 
19075F 106
 SCHEDULE 13G
Page
 
21
 
of
 
28
 
Item 1.
(a)
Name of issuer:
 
       
   
Cobalt International Energy, Inc., a Delaware corporation (the “Issuer”).
 
       
 
(b)
Address of Issuer’s principal executive offices:
 
       
   
Cobalt Center
920 Memorial City Way, Suite 100
Houston, Texas
 
       
Item 2.
(a)
Name of person filing:
 
 
(b)
Address or principal business office, or if none, residence:
 
   
 
KERN Cobalt Co-Invest Partners AP LP
KERN Cobalt Group Management Ltd.
KERN Energy Partners I LP
KERN Energy Partners II LP
KERN Energy Partners III LP
KERN Cobalt Co-Invest V LP
KERN Energy Partners I U.S. LP
KERN Energy Partners II U.S. LP 
KERN Energy Partners III U.S. LP
KERN Cobalt Group V LLC
KERN Energy Partners GP III LP
KERN Energy Partners Management Ltd.
KERN Energy Partners Management II Ltd.
KERN Energy Partners Management III Ltd.
Pentti Karkkainen
D. Jeff van Steenbergen
KERN Partners Ltd.
each such Person with an address of 
c/o KERN Partners Ltd.,
Centennial Place East, 3110-520 3rd Avenue SW
Calgary, Alberta, Canada T2P 0R3
 
The Board of Trustees of the Leland Stanford Junior University
635 Knight Way
Stanford, CA 94305-7297
 
 Caisse de depot et placement du Quebec
 1000 place Jean-Paul-Riopelle
 Montreal, Quebec, Canada H2Z 2B3
 
       
 
(c) 
Citizenship
 
   
 
KERN Cobalt Co-Invest Partners AP LP - Delaware limited partnership
KERN Cobalt Group Management Ltd. - Alberta, Canada corporation
KERN Energy Partners I LP - Alberta, Canada limited partnership
KERN Energy Partners II LP - Alberta, Canada limited partnership
KERN Energy Partners III LP - Alberta, Canada limited partnership
KERN Cobalt Co-Invest V LP - Delaware limited partnership
KERN Energy Partners I U.S. LP - Alberta, Canada limited partnership
KERN Energy Partners II U.S. LP - Alberta, Canada limited partnership
KERN Energy Partners III U.S. LP - Alberta, Canada limited partnership
KERN Cobalt Group V LLC - Delaware limited liability company
KERN Energy Partners GP III LP - Alberta, Canada limited partnership
KERN Energy Partners Management Ltd. - Alberta, Canada corporation
KERN Energy Partners Management II Ltd. - Alberta, Canada corporation
KERN Energy Partners Management III Ltd. - Alberta, Canada corporation
Pentti Karkkainen -  Canada
D. Jeff van Steenbergen - Canada
KERN Partners Ltd. - Alberta, Canada corporation
The Board of Trustees of the Leland Stanford Junior University - California
Caisse de depot et placement du Quebec - Canada
 
Each of the foregoing entities and individuals is a “Reporting Person.”
 
 
 
(d)
Title of Class of Securities:
 
       
   
Common Stock, $0.01 par value per share ("Common Stock")
 
       
 
(e)
CUSIP Number:
 
       
   
19075F 106
 
 
Item 3.  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
             
   
(a)
 
o
 
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
             
   
(b)
 
o
 
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
             
   
(c)
 
o
 
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
             
   
(d)
 
o
 
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
             
   
(e)
 
o
 
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
             
   
(f)
 
o
 
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 
 
 

 

 
 
CUSIP No.
 
19075F 106
 SCHEDULE 13G
Page
 
22
 
of
 
28
 
  
             
   
(g)
 
o
 
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
               
   
(h)
 
o
 
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
               
   
(i)
 
o
 
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
               
   
(j)
 
o
 
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

Item 4. Ownership.

         Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount Beneficially Owned:

As of the date of this filing, 26,939,795 shares of Common Stock may be deemed to be directly beneficially owned by KERN Cobalt Co-Invest Partners AP LP (the “AP Partnership”) and KERN Cobalt Group Management Ltd. (“KERN Cobalt Group”), as a result of KERN Cobalt Group being the general partner of the AP Partnership. The AP Partnership and KERN Cobalt Group may be deemed to have shared voting control and investment discretion over securities owned by the AP Partnership. Each of the foregoing entities is a Reporting Person. All other Reporting Persons are included within this Amendment No. 2 to Schedule 13G (the “Schedule 13G”) due to their affiliation with the AP Partnership and/or the partners thereof as described herein.

Neither the present filing nor anything contained herein shall be construed as an admission that any Reporting Person constitutes a “person” for any purpose other than for compliance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).  

Additionally, as of the date of this filing, the securities reported herein that may be deemed to be directly beneficially owned by the AP Partnership may be deemed to be indirectly beneficially owned by the following, each of whom is also a Reporting Person: The Board of Trustees of the Leland Stanford Junior University, Caisse de dépôt et placement du Québec (“Caisse”), KERN Energy Partners I LP (“KERN I”), KERN Energy Partners II LP (“KERN II”), KERN Energy Partners III LP (“KERN III”) and KERN Cobalt Co-Invest V LP (“KERN V”), each a limited partner of the AP Partnership; KERN Energy Partners I U.S. LP (“KERN I U.S.”), KERN Energy Partners II U.S. LP (“KERN II U.S.”) and KERN Energy Partners III U.S. LP (“KERN III U.S.”), each a limited partner of KERN V; KERN Cobalt Group V LLC (“KERN Group V”), the general partner of KERN V; KERN Energy Partners Management Ltd. (“KERN Management”), the general partner of KERN I and KERN I U.S.; KERN Partners Ltd. (“KERN Partners”), the sole stockholder of KERN Cobalt Group, KERN Management and KERN Energy Partners Management II Ltd. (“KERN Management II”) and the sole member of KERN Group V; KERN Management II, the general partner of KERN II and KERN II U.S.; KERN Energy Partners GP III LP (“KERN Energy GP”), the general partner of KERN III and KERN III U.S.; KERN Energy Partners Management III Ltd. (“KERN Management III”), the general partner of KERN Energy GP; Pentti Karkkainen, a director of KERN Partners; and D. Jeff van Steenbergen, a director of KERN Partners, a director and/or officer of certain subsidiaries and affiliates thereof and a director of the Issuer.  KERN Partners may be deemed to have shared voting control and investment discretion over securities owned by the AP Partnership.  Messrs. Karkkainen and van Steenbergen, each a director of KERN Partners, may also be deemed to have shared voting control and investment discretion over securities beneficially owned by the AP Partnership.

In addition to the shares of Common Stock that may be deemed to be directly beneficially owned by the AP Partnership and indirectly beneficially owned by the other Reporting Persons (including Caisse), as described in the preceding paragraphs, Caisse may be deemed to be the direct sole beneficial owner of 87,940 shares of Common Stock that were acquired through managed accounts administered on behalf of Caisse by external managers retained by Caisse. The other Reporting Persons do not have voting or dispositive power over such shares.

In addition, the AP Partnership is a party to (a) a Stockholders Agreement, dated as of December 15, 2009 (the “Stockholders Agreement”), by and among the Issuer, funds affiliated with Goldman, Sachs & Co., funds affiliated with First Reserve Corporation and funds affiliated with Riverstone Holdings LLC and The Carlyle Group (collectively, the “Stockholders”) and (b) a Tag-Along Agreement, dated as of December 15, 2009 (the “Tag-Along Agreement”), by and among the AP Partnership and the Stockholders (or affiliates thereof).

The Stockholders Agreement provides that the AP Partnership and certain affiliates thereof have the right to designate one of the Issuer’s directors and the funds affiliated with each of Goldman, Sachs & Co., First Reserve Corporation, and Riverstone Holdings LLC/the Carlyle Group each have the right to designate up to two of the Issuer’s directors. The Stockholders Agreement requires the parties thereto, including the AP Partnership, to vote their shares of Common Stock for directors that are designated in accordance with the provisions of the Stockholders Agreement. The Stockholders Agreement also contains certain transfer restrictions with respect the shares of Common Stock owned by the parties thereto, including the AP Partnership. The Tag-Along Agreement contains certain provisions relating to tag-along rights among the parties thereto, including the AP Partnership.
 
 
 
 
 

 
 
 
CUSIP No.
 
19075F 106
 SCHEDULE 13G
Page
 
23
 
of
 
28

The aggregate number of shares of Common Stock beneficially owned collectively by the Reporting Persons and the Stockholders, based on available information, is 215,239,994, which represents approximately 52.42% of the outstanding shares of Common Stock, which percentage was calculated as set forth in Item 4(b).
 
The share ownership reported for the Reporting Persons herein does not include any shares of Common Stock owned by the other parties to the Stockholders Agreement and the Tag-Along Agreement, except to the extent reported in this Schedule 13G. Each Reporting Person may be deemed to be a member of a “group” for purposes of the Exchange Act, including a member of a “group” with the Stockholders pursuant to the terms of the Stockholders Agreement and the Tag-Along Agreement. Each Reporting Person disclaims beneficial ownership of any shares of Common Stock owned by the other parties to the Stockholders Agreement and the Tag-Along Agreement, except to the extent reported in this Schedule 13G. This Schedule 13G shall not be deemed to be an admission that any Reporting Person is a member of a “group”, including a member of a “group” with the Stockholders, the beneficial owner of any securities reported herein or any shares of Common Stock owned by the Stockholders for any purpose.  

(b) Percent of Class:   

The Reporting Persons may be deemed to beneficially own 27,027,735 shares or 6.58% of Common Stock (see Item 4(a) above), which percentage was calculated based on 410,635,097 shares of Common Stock outstanding as reported in the Issuer’s Prospectus Supplement filed pursuant to Rule 424(b)(4) dated January 15, 2013 (filed with the Securities and Exchange Commission on January 17, 2013).

(c) Number of shares as to which such person has:

(i) Sole power to vote or to direct the vote

Caisse has the sole power to vote or to direct the vote of 87,940 shares of Common Stock. No other Reporting Person has the sole power to vote or to direct the vote of any shares reported herein. (See Item 4(a))

(ii) Shared power to vote or to direct the vote

The Reporting Persons may be deemed to have the shared power to vote or to direct the vote of the 26,939,795 shares of Common Stock reported herein.  (See Item 4(a))

(iii) Sole power to dispose or to direct the disposition of

Caisse has the sole power to dispose and to direct the disposition of 87,940 shares of Common Stock. No other Reporting Person has the sole power to dispose or to direct the disposition of any shares reported herein. (See Item 4(a))

(iv) Shared power to dispose or to direct the disposition of

The Reporting Persons may be deemed to have the shared power to dispose or to direct the disposition of the 26,939,795 shares of Common Stock reported herein.  (See Item 4(a))

Item 5. Ownership of Five Percent or Less of a Class.  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o    .
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.

                 Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

See Item 4(a) and Exhibit A.

Item 9. Notice of Dissolution of Group.

Not applicable.

Item 10. Certifications.

Not applicable.


 
 

 
 


CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
24
 
of
 
28

Exhibits:

Exhibit A:  Joint Filing Agreement, dated as of February 13, 2013, by and among KERN Cobalt Co-Invest Partners AP LP, KERN Cobalt Group Management Ltd., KERN Energy Partners I LP, KERN Energy Partners II LP, KERN Energy Partners III LP, KERN Cobalt Co-Invest V LP, KERN Energy Partners I U.S. LP, KERN Energy Partners II U.S. LP, KERN Energy Partners III U.S. LP, KERN Cobalt Group V LLC, KERN Energy Partners GP III LP, KERN Energy Partners Management Ltd., KERN Energy Partners Management II Ltd., KERN Energy Partners Management III Ltd., KERN Partners Ltd., The Board of Trustees of the Leland Stanford Junior University, Caisse de dépôt et placement du Québec, Pentti Karkkainen and D. Jeff van Steenbergen.


 
 

 


CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
25
 
of
 
28
                     
     
SIGNATURE
             
 
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.

KERN Cobalt Co-Invest Partners AP LP
By: KERN Cobalt Group Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director
 
February 13, 2013

KERN Cobalt Group Management Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director


February 13, 2013

KERN Energy Partners I LP
By: KERN Energy Partners Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners II LP
By: KERN Energy Partners Management II Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners III LP
By: KERN Energy Partners GP III LP, General Partner,
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Cobalt Co-Invest V LP
By: KERN Cobalt Group V LLC, General Partner,
 
By: /s/ D. Jeff van Steenbergen, Manager

 
February 13, 2013

 
 
 
 

 
 

 
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
26
 
of
 
28

KERN Energy Partners I U.S. LP
By: KERN Energy Partners Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners II U.S. LP
By: KERN Energy Partners Management II Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners III U.S. LP
By: KERN Energy Partners GP III LP, General Partner,
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Cobalt Group V LLC
 
By: /s/ D. Jeff van Steenbergen, Manager

 
February 13, 2013

KERN Energy Partners GP III LP
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners Management Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners Management II Ltd.
By: /s/ D. Jeff van Steenbergen, Director

February 13, 2013

KERN Energy Partners Management III Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Partners Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

The Board of Trustees of the Leland Stanford Junior University
 
By: /s/ Thomas Lurquin, Director Natural Resources Investments

 
February 13, 2013

Caisse de dépôt et placement du Québec
 
By: /s/ Soulef Hadjoudj, Legal Counsel

 
February 13, 2013

By: /s/ Pentti Karkkainen

 
February 13, 2013
 
 
By: /s/ D. Jeff van Steenbergen

 
February 13, 2013

 
 

 
 

 



 
CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
27
 
of
 
28
                     
     
EXHIBIT A
             
                     
     
JOINT FILING AGREEMENT
             

This will confirm the agreement by and among the undersigned that Amendment No. 2 to Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, $0.01 par value per share, of Cobalt International Energy, Inc., a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.  This Joint Filing Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

KERN Cobalt Co-Invest Partners AP LP
By: KERN Cobalt Group Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Cobalt Group Management Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners I LP
By: KERN Energy Partners Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners II LP
By: KERN Energy Partners Management II Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners III LP
By: KERN Energy Partners GP III LP, General Partner,
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Cobalt Co-Invest V LP
By: KERN Cobalt Group V LLC, General Partner,
 
By: /s/ D. Jeff van Steenbergen, Manager

 
February 13, 2013

KERN Energy Partners I U.S. LP
By: KERN Energy Partners Management Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners II U.S. LP
By: KERN Energy Partners Management II Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013



 
 

 


 CUSIP No.
 
19075F 106
SCHEDULE 13G
Page
 
28
 
of
 
28


KERN Energy Partners III U.S. LP
By: KERN Energy Partners GP III LP, General Partner,
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Cobalt Group V LLC
 
By: /s/ D. Jeff van Steenbergen, Manager

 
February 13, 2013

KERN Energy Partners GP III LP
By: KERN Energy Partners Management III Ltd., General Partner,
 
By: /s/ D. Jeff van Steenbergen, Director
 
February 13, 2013

KERN Energy Partners Management Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners Management II Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Energy Partners Management III Ltd.
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

KERN Partners Ltd.,
 
By: /s/ D. Jeff van Steenbergen, Director

 
February 13, 2013

The Board of Trustees of the Leland Stanford Junior University
 
By: /s/ Thomas Lurquin, Director Natural Resources Investments

 
February 13, 2013

Caisse de dépôt et placement du Québec
 
By: /s/ Soulef Hadjoudj, Legal Counsel

 
February 13, 2013

By: /s/ Pentti Karkkainen

 
February 13, 2013

 
By: /s/ D. Jeff van Steenbergen

 
February 13, 2013